Research Compliance

Supporting and Promoting Ethical Research at Stony Brook University

The Office of Research Compliance (ORC)  supports and promotes ethical research practices at Stony Brook University. The ORC and the SBU research community partner together to ensure compliance with federal, state, and local laws and regulations as well as University policies.

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Compliance Programs

The Human Research Protection Program provides leadership and oversight on matters related to the protection of human subjects participating in research.

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Stony Brook University (SBU) may rely on an external IRB of another institution or organization, or an independent (commercial) IRB, for review and approval of some human research activities.

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Stony Brook University complies with all applicable provisions of the Animal Welfare Act and other Federal statutes and regulations relating to animals. 

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The Institutional Biosafety Committee (IBC)  is the cornerstone of institutional oversight of recombinant and/or synthetic nucleic acid molecule research.

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The Radioactive Drug Research Committee (RDRC) reviews human research protocols involving radioactive drugs that are without a New Drug Application (NDA) filed with the FDA, or an  Investigational New Drug (IND) application.

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The Research Integrity Officer (RIO) is responsible for the oversight of SBU's Research Misconduct Policy. 

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The National Institutes of Health (NIH), in NOT-OD-10-019, defines responsible conduct of research "as the practice of scientific investigation with integrity - it involves the awareness and application of established professional norms and ethical principles in the performance of all activities related to scientific research."

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The Stem Cell Research Oversight (SCRO) Committee provides oversight of all issues including sensitive ethical, legal, scientific, and policy issues related to the derivation and research use of embryos and stem cells.

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Additional Resources

The Division of Laboratory Animal Resources (DLAR) at Stony Brook University is dedicated to the ethical and humane care of animals in research and teaching.

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Stony Brook University is committed to ensuring a safe working environment for its research mission.

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Quality Improvement promotes accountability for the quality of health care delivery and service.

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Stony Brook University supports medical advances for our patients through safe and ethical research involving volunteers like you from our surrounding community.

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The Federal Drug Enforcement Agency (DEA) strictly regulates those substances that have the potential for abuse as well as their precursors.

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Faculty, staff, and students may have multiple disclosure reporting requirements depending upon their SBU role and duties.   It is important that individuals understand how these requirements apply to them.

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The Office of Research Security provides faculty, staff, and students with timely guidance on safeguarding research, meeting compliance requirements, and managing risks associated with international collaborations, data, and export controls.

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For informal international engagements that include high-risk activities and do not require prior approval by an administrative office (e.g.,  shipments, P-card purchases, collaborations, co-authorship) the faculty or staff member engaging in the activity should submit a request for review.

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