Creating Inverse Apodization Using Circular
Apertures
Rachel Sampson, Marty Cohen, and John Noé
Laser Teaching Center Department of Physics and
Astronomy Stony Brook University
Introduction
My first exposure to optics was PHY287 this past spring. I was hooked,
but balancing the one credit course with all my other classes, I
didn't get a chance to immerse myself in my new interest. Working in the
LTC this summer though, I have been able to immerse myself in the optics
field without the distraction of other classes. I've used this opportunity
to explore a large range of topics [My June journal
entries cover topics ranging from edible lasers to dissecting a
projector].
One OPN article
stood out though. The article detailed how bacterial colonies can be
identified by their far-field diffraction pattern.
During my time at Cornell, I had developed a love of microbiology and
microscopy, so the prospect of a research project that combined these
fields with my new interest in optics was very exciting.
Growing bacterial colonies in the LTC would be tricky because we
aren't a wet lab and so Dr.
Noé encouraged me to focus my research more on the diffraction
aspect of the bacterial identification and steer away for the bacteria
themself.
Marty, aware of my interest in diffraction, forwarded me a recent AJP article,
by Lowell Wood. In the paper, Lowell Wood proposes a method for creating
non-uniform aperture functions by filtering the diffraction pattern from
slits, which produces apodization and inverse apodization. Marty
suggested that we could produce improved inverse apodization by
filtering the diffraction pattern from a circular aperture in the Fresnel
zone. We hoped to observe super
resolution and create improved optical vortices using this method.
Diffraction Basics
Starting from the beginning, diffraction is the bending of light as it
passes around an obstruction. There are two main types of diffraction:
Fresnel [near-field] and Fraunhofer [far-field]. The Fresnel number, N, is
one
way to differentiate between these two regions. It can be calculated
using the r2⁄λL= N, where r is the effective
radius of the diffracting object and L is the distance from the
diffracting object to the imaging plane.
Fresnel diffraction
occurs close to the diffracting object where N ≥
1, while Fraunhofer diffraction occurs effectively infintely far away from
the diffracting object when N << 1.
diffraction from an aperture
Fraunhofer Diffraction: Fraunhofer diffraction
occurs when both the light
source and the viewing plane are effectively infinitely far away from
the diffracting object. The effectively infinite separation means
that the wavefronts are effectively planar making adding up the
contribution by individual wavelets simpler, which makes the math simpler.
In the Fraunhofer zone, the
diffraction pattern's shape and intensity are constant and independent of
distance to the diffracting object.
Fresnel Diffraction: Fresnel diffraction occurs in the
region immediately following the diffracting object. The shape
and size of Fresnel diffraction patterns change rapidly as
distance from the diffracting object increases. Wavefronts are not
planar in Fresnel diffraction making them more
mathematically complicated than Fraunhofer diffraction.
Fraunhofer diffraction is the more popular of the two because it
is mathematically simpler and because the shape and intensity of the
diffraction pattern don't change with distance from the diffracting
object. Fraunhofer diffraction is often what is covered in
introductory physics courses for the above reasons.
Diffraction from a Circular Aperture
In the Fraunhofer zone, the
diffraction pattern produced by a circular aperture
will be an Airy pattern, a bright central disk surrounded by concentric
dark and bright rings. In the Fresnel zone though, the diffraction
pattern from a circular aperture
rapidly changes in shape and intensity.
transformation of diffraction pattern from a
circular
aperture as a function of distance from the aperture
The Fresnel diffraction pattern resulting from a circular aperture has
the unique feature of having an on-axis intensity of zero when the Fresnel
number is even and four times the initial intensity when the
Fresnel
number is odd. Looking at the equation for the on-axis intensity of
the Fresnel diffraction patterns formed by circular apertures, it is
obvious why this is.

When the Fresnel number is even, the on-axis intensity will be a multiple
of sin2(kπ), which is equal to zero and when the Fresnel
number is odd,
the on-axis intensity will be a multiple of
sin2(kπ⁄2), which is
equal to 1.
Lowell Wood's Paper: The Inspiration for my
Project
In a 2013
American Journal of Physics paper, Lowell Wood proposed a method for
creating aperture functions using the diffraction pattern
from slits. Wood's
method involved filtering the diffraction pattern from either a single- or
double- slit, so that only the desired portion of the diffraction pattern
is transmitted. Using this method, Wood was able to create a number of
nonuniform aperture functions, which produced apodization and inverse
apodization.
example of filtered diffraction pattern [only the
region
between the dotted lines was transmitted]
Apodization and Inverse Apodization
The goal of my project was to produce improved inverse
apodization using Wood's method. Before I go into how we
accomplished this, let me explain what apodization and inverse
apodization are first and why they are important.
Apodization is a
reduction in the amplitude of the secondary maxima of
diffracted light relative to the central peak, while inverse apodization
is an enlargement of the secondary maxima. Both are achieved by creating
an aperture function with tapered transmission from the edges to the
center of the aperture. In apodization, the central diffraction peak
widens, while in inverse apodization, the central diffraction peak
thins. Apodization is used in signal processing, photography, and
astronomy to increase the signal-to-noise ratio. The thinning of the
central diffraction peak in inverse apodization on the other hand
produces super resolution. Super resolution improves the resolution of an imaging system beyond the diffraction
limited value and is useful in nanoparticle imaging.
We were able to improve the inverse apodization that Wood achieved using a
circular aperture. Inverse apodization is produced by aperture
functions which have low transmission in the center of the aperture and
increased transmission at the edges. Looking at the aperture function
Wood used to produce inverse apodization, you can see that transmission
is lower in the center and higher at the edges of the aperture.
Inverse apodization could be increased though if the difference between
the lowest and greatest transmission was greater. Recall from the
diffraction from a circular aperture section, that the on-axis
transmission when the Fresnel number is even is equal to zero. We
took advantage of this property to produce improved inverse
apodization by filtering the diffraction pattern from a circular
aperture.
aperture function Wood used to produce inverse
apodization
Experiment
For our experiment, we
passed light through a circular aperture
and then filtered the diffraction pattern in the near-field using a second
circular aperture when N=2, so that only the desired portion of the
diffraction
pattern was transmitted. Our reasons for choosing to filter the
diffraction pattern at N=2 was three fold: 1) the even Fresnel number
meant that
on-axis intensity was zero, 2) most of the intensity of the diffraction
pattern was in the first two peaks, and 3) the diameter of the diffraction
pattern was the largest of the even Fresnel numbers because it is the
farthest from the aperture, which makes it easier to see and align with
filtering aperture.

theoretical and experimental profile of diffraction
pattern from a circular aperture when N=2
Our set-up consisted of a HeNe laser, 150 micron pinhole, lens,
translational stage, and filtering aperture. The laser beam first
travelled
through the 150 micron pinhole. The lens then imaged the diffraction
pattern from the pinhole onto the filtering aperture. The
translational stage allowed us to adjust the position of the lens finely,
so that the diffraction pattern from the first pinhole when N=2 was in the
plane of the filtering aperture. We hoped to use this method to observe
super resolution and create improved optical vortices.
Super
Resolution
Super resolution is a technique which improves the
resolution of an
imaging system beyond its diffraction limited value. Image
resolution is ultimately limited by the diffraction of light waves as
they pass through or around an object. This resolution limit is often
referred to as the diffraction barrier, which restricts the ability of
optical instruments to distinguish between two objects separated by a
lateral distance of approximately half the wavelength of light used to
image the specimen. The
smallest separation at which you can discern two objects is the limit of
resolution of the imaging process.
With super
resolution the central diffraction peak is thinned allowing for closer
objects to be resolved.
It has
been shown that super resolution can be achieved using annular apertures.
In this method, the center of the beam is blocked by an opaque object.
This causes an abrupt difference between transmittance at the center and
the edges of the aperture. By using an aperture function, transmittance
can be gradually tapered from the center to the edges of the aperture.
Using our method, we were able to observe super resolution. We found the
diameter of the central diffraction peak from the filtering slit to be
0.21 mm, rather than the usual 0.24 mm diameter. This is approximately a
ten percent reduction in the diameter of the central diffraction peak.
Creating Improved Optical Vortices
Optical vortices are helical beams with a dark center. They
vortices have a dark center because the light destructively interferes
at the center of the beam. These
twisted beams
have orbital angular momentum. The orbital angular momentum, ℓ, of
the beam is equal to the number of times the phase varies from 0 to
2π.

For this project, we generated a Lauguerre-Gaussian beam using a spiral
phase plate donated by RPC Photonics. Spiral phase plates work by
varying the thickness of a material with an index of refraction greater
than one as you
travel around the central axis because the index of refraction of the
material
is
higher than that of air, the light travels slower
through the material than through the air. This means the light that
travels through the thinnest section of the material will lead the rest
of the beam with each part of the beam that traveled through a thinner
section of the plate leading the beam travelling through a thicker
section. This lag causes the beam to form a helical shape.
schematic of the spiral phase plate
used
We found that where the various thicknesses of material met at the
center of the
spiral phase
plate caused unwanted scattering. To minimize scattering in our
optical vortices, we passed a beam formed by the filtered diffraction
pattern when N=2 through the spiral phase plate. In the beam we passed
through the plate, the
intensity of the beam is equal to zero on axis and gradually increases as
you move away from the axis. We found that this method did not cause
improved optical vortices because the light continued to diffract from the
first pinhole even after passing through the filtering slit and the
filtering slit also caused a diffraction pattern. Even after removing the
filtering slit, unwanted rings would form in the center of the
Laguerre-Gaussian
beam.
Unanswered Questions and Future Work
We hope to model the Fresnel diffraction from the first pinhole as well
as the Fraunhofer diffraction from the filtering slits. We
are also interested in furthering our work on creating improved optical
vortices. We hope to use the method utilized in Will Weiss' LTC project to
create beams with zero intensity centers.
Acknowledgements
We thank Stefan Evans for
his
help modelling the diffraction patterns and teaching me the alignment
basics; Melia
Bonomo for her assistance in profiling and modeling an Airy pattern in
Mathematica; Liam Cavadini for his proof-reading assistance; and RPC
photonics (Rochester) for providing the VPP-633
vortex phase plate.
References
-
L.T. Woods, "Advanced optics experiments using nonuniform
aperture functions," Am. J. Phys. 81, 377 (2013).
-
C. Sheppard and A. Choudhury, "Annular Pupils, Radial
Polarization, and Superresolution," Appl. Opt. 43, 4322-4327 (2004).
-
J.C. Wyant. Fresnel Diffraction Pattern for Circular
Aperture
The University of Arizona, n.d. Web. 10 Aug. 2013.
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