Office of the Vice President for Research

Monday Memo November 07, 2005

In this Issue

Vice President's Message

Good News and Coming Events

News
Events

Opportunities and Sponsor Information
Outstanding New Environmental Scientist Award
NIH Loan Repayment Programs
IC/Ellison Overseas Fellowship Program
NIH Ruth L. Kirschstein National Research Service Awards
Phi Beta Kappa Mary Isabel Sibley Fellowship for French Studies
Upcoming Funding Opportunities
Interdisciplinary Seminars
Music for Meetings

Essential Policies, Procedures and Resources
2005 Important Updates to SBU's Human Subject Protections Program (HSPP)
Spring Semester 2006 Tuition Waiver Program
Open Enrollment for Research Foundation Employees

For More Information


Vice President's Message

 

Another report from Washington – Last week the Council on Governmental Relations (COGR) held its regular fall meeting.  Many of the same areas of concern for research universities as addressed at previous meetings were again the subject of much discussion.  First among them was “effort reporting”, actually a misnomer for most in that the federal government is really interested in salary distribution – it does not want to pay for more of your effort than you actually invest in the federally sponsored research you do.  This becomes highly problematic for individuals who receive 100% of their salaries from federal funds.  Further information will be forthcoming in this space; one of the potential consequences of getting this wrong is mentioned below. 

Attorneys for Hogan and Hartson and our colleagues at Penn addressed recent fraud claims act (FCA) settlements where universities were required to make significant payments to return funds to the federal government for penalties.  Of 8 recent settlements, 5 originated from Qui Tam (whistleblower) reports, 2 from self-reporting and one discovered at audit. All of them had to do with inappropriate salary charges to federal grants. 

NIH Deputy Director for Extramural Research Norka Ruiz Bravo spoke on behalf of Elias Zerhouni to give some insight into NIH thinking and planning.  Emphasis will be placed on the NIH Roadmap, especially on training translational scientists.  GCRC’s will merge with these programs.

A new Office of Portfolio Analysis and Strategic Initiatives (OPASI) will report to the Director and is designed to provide the NIH Institutes and Centers better management of their research portfolios.  OPASI will accelerate investments where multiple institutes and centers are involved. It will operate with a “common fund for shared needs,” with a percentage (up to 5%) of the NIH budget set aside. 

Another area of concern is the upcoming conversion of NIH proposal submissions to electronic format through the portal known as grants.gov. Unless significant improvements are put into effect, electronic submission of NIH RO1 proposals may require submission as much as a week before the actual due date. Significant delays are anticipated due to sheer volume of NIH RO1 proposals and to requirements for secondary resubmissions after review by both the sponsored program office and the principal investigator. Hopefully, wiser heads will prevail and the electronic proposal submission will be postponed until the federal system is actually ready. 

As you undoubtedly know the NIH has issued a new, stricter policy that governs Conflicts of Interest for their intramural researchers.  However, their interest is not all focused inward. Auditors have recently visited three (3) universities to review the universities' conflict of interest policies and activities.  Universities are obligated to report any conflict of interest involving NIH funded activities and how those conflicts of interest are being managed.  So far the visits have been fact finding in nature.  Another 12 to 15 universities are thought to be in line for visits from the auditors. I am deeply grateful to the members of Stony Brook's campus-wide committee, chaired by Peter Stephens, Physics and Astronomy, and including representatives of all major academic units, for giving of their insight, energy and time to ensure that our campus is in compliance with these critical regulatory expectations. 

On a more upbeat note:  Thursday, November 3, 2005, the RF hosted a dinner in Albany to celebrate the entrepreneurial accomplishments of SUNY faculty. Stony Brook was well represented with 24 individuals whose innovations led to a license agreement during FY05 (Esther Arkin, Dmitri Averin, Gregory Belenky, Peter Brink, Benjamin Chu, Ira Cohen, Harbans Dhadwal, Richard Gambino, Yaacov Hod, Benjamin Hsiao, Peisen Huang, Roger Johnson, Imin Kao, Israel Kleinberg, Joel Levine, Jon Longtin, Serge Luryi, Erich Mackow, Todd Miller, Joseph Mitchell, Sanjay Sampath, William VanNostrand, Eckard Wimmer and Emro Yildirim); 5 individuals honored for receiving their first patents (Josephine Aller, Ira Cohen, Michael Hadjiargyrou, Paul Kemp and Stanislaus Wong); 7 promising inventors, Alvin Bicker, Petar Djuric, Robert Kelly, Richard Kew, Chad Korach, Lawrence Martin and Nicolas Nassar).  The single Award for Innovative Research sponsored by Sun MIcrosystems, Inc., and ServerWare Crop. honoring the lifetime efforts of a SUNY scholar whose cutting-edge discoveries and willing participation in the technology transfer process has created numerous patented creations that harness next-generation innovations and launch new ventures was won by Arie Kaufman, Chair of the Department of Computer Science at Stony Brook.  Arie delivered an inspiring address that traced the history of his inventions during his 20 plus years at Stony Brook.  Congratulations to all our awardees! 

Jack Petersen was applauded for his years of service as the founding Director of the Office of Technology Licensing industry Relation Industry that resulted in 836 invention disclosures, 786 patent applications filed, 468 patents issued, 362 licenses executed and more than $117 million in royalty income shared between the inventors and the university's research enterprise.  For those of you who don’t know – Jack retired at the end of October but his expertise remains available to us on a consulting basis. 

I would like to take this opportunity to introduce our new Director of the Office of Technology Licensing and Industry Relations, Chester (Chet) Bisbee.  Chet comes to us from the University of Massachusetts Medical School where he was Acting Executive Director of the Office of Technology Management.  Besides a wealth of experience he brings a background in molecular cell biology (Ph.D., University of California) and is, himself, a licensed patent attorney.

Welcome, Chet!

Informational Programs

This office was delighted to host a very well attended reception for new faculty (which accommodated some long-time faculty as well) on Wednesday, November 2 at the Wang Center.  Participants were introduced to various aspects of the grants application process, post-award management, compliance issues, economic development and technology transfer matters. We anticipate holding another of these sessions next year and would welcome your comments for improvement. You may view this presentation on our website in PDF or PowerPoint format.

Library Resources

 We are pleased to report that this office supports the University Libraries’ offerings of online access to two collections of key physics journals, the publications of the American Institute of Physics (AIP) and those of the Institute of Physics (IOP). This includes current issues as well as back files to 1931 (Journal of Applied Physics), 1933 (Journal of Chemical Physics), and 1874 (Proceedings of the Physical Society of London). The Libraries also subscribe to IOP’s Encyclopedia of Astronomy and Astrophysics online and to such publishers as Blackwell, Taylor & Francis, Springer, and ScienceDirect. Indexing for these collections is available through the Science Citation Index online (Web of Science) from 1900 to the present. All these resources and many more like them are available from the library website at - http://sunysb.edu/library/eresources/databases/physics.html

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Good News and Coming Events

News

Please join us in rejoicing with colleagues for achievements that have become known since last issue.

Anthropology

Prof. David Bernstein, director of the department's Long Island Institute of Archaeology, commented for the Associated Press on the discovery of an ancient burial ground at Suffolk County's Indian Island County Park by parks supervisor James Richeson, who was checking out erosion damage after last month's torrential rains. He uncovered skull and bone fragments, artifacts including a ceramic bowl and pipe covered with ornate geometric markings dating back at least 500 years - and possibly as far back as 700 B.C.  Prof. Bernstein pointed out that their uncovering after decades of erosion is a clear sign of the impact of global warming. "It's no secret the level of the oceans is rising, something that's been accelerated by climatic warming," he said. Full article can be found on Newsday.com.

College of Engineering and Applied Sciences

On November 2 the College celebrated receipt of a $1.4 million gift of new equipment from Anorad Corporation, a division of Rockwell Automation, by renaming a College facility the Rockwell Automation Anorad Mechatronics Laboratory. The laboratory, which will now be one of the best equipped of its type in the country, will be used to teach undergraduate and graduate courses in control, manufacturing automation, and robotics, and for research. Mechatronics is the synergistic combination of mechanical engineering, electronic engineering, and software engineering.

Computer Science

Leading Professor and Chair Ari Kaufman is the recipient of the 2005 IEEE Visualization Career Award for seminal contributions to the theory and practice of volume visualization.  The Award was established in 2004 to be presented annually in recognition of an individual’s lifetime contributions to visualization. As only the second person selected to receive the award, Ari clearly enjoys unquestioned stature among his peers.

Prof. Steven Skiena coauthored an article on Airplane boarding, polynuclear growth, disk I/O scheduling and space-time geometry“ that was featured on the front page of The Wall Street Journal last week. Prof. Skiena and coauthors describe a mathematical model for determining the effectiveness of aircraft boarding policies based on Lorentzian geometry; the mathematics associated with Einstein's theory of relativity. The Journal reported that airlines have long looked for marginal improvements to save money. Boarding time is one of several variables affecting how quickly airlines can turn their planes around and get them back in the sky. The paper has been submitted for journal publication; the conference version is available here.

School of Medicine

Governor George E. Pataki announced on October 21, 2005 that more than $5 million has been awarded to 30 teaching hospitals and Graduate Medical Education (GME) consortia statewide to support clinical research training opportunities for physicians. Stony Brook received $360,000, one of the highest awards to any single institution. The program supports the training of 'Fellows' in clinical research who have finished all of their clinical training.

Read full press release at - http://www.ny.gov/governor/press/05/oct21_05.htm

School of Dental Medicine

A new technology that was developed at Stony Brook University’s School of Dental Medicine, and which can be incorporated into confections, will be used to market candy, chewing gum, and other treats that do not promote cavities often associated with their consumption. The technology, known as CaviStat®, was proven significantly more effective than fluoride in a two-year toothpaste study recently published in the quarterly Journal of Clinical Dentistry (Volume 16, Number 3). CaviStat was designed to mimic and integrate the powerful anti-acid, buffering and re-mineralizing benefits of saliva. CaviStat was developed, clinically tested, and patented by researchers in the Department of Oral Biology and Pathology at Stony Brook University. “CaviStat can be considered to be a super-saliva complex that picks up where fluoride has left off,” said Dr. Israel Kleinberg, the lead researcher and Founding Chair of the Department of Oral Biology and Pathology. Please see the OVPR front page for more info.

 Physics and Astronomy

Four out of ten students accepted into this year's International Optics REU program, who got their optics education in whole or part at Stony Brook, were re-united on 17 October, 2005, in Tucson, Arizona, after spending the summer working on advanced projects at laboratories in France and Germany. Melissa Friedman, Peter Iapozzuto, Lidiya Mishchenko and Molly Bright presented papers on their research at a Symposium on Undergraduate Research sponsored by the Division of Laser Science (DLS) of the American Physical Society (APS). The event was organized by Stony Brook's Prof. Harold Metcalf, who will lead the Division for the coming year, and was held in conjunction with the annual joint meeting of APS-DLS and the Optical Society of America (OSA). Also participating in this year's Symposium were Stony Brook physics majors Azure Hansen and Kyung Choi, Jonathan Kaufman from the University of Pittsburgh, and Amol Jain from Herricks High School.

Events

BSA Distinguished Lecture  

"Einstein 1905: The Standard of Greatness." Professor John Rigden, Washington University. Thursday, November 10th beginning at 4 pm. BSA Distinguished Lecture Series at Brookhaven National Laboratory. The lecture will be held in Berkner Hall, Brookhaven National Laboratory. This lecture is open to the public and visitors to the Lab must bring photo identification.

National SBIR/STTR Conference

The Fall, 2005, National SBIR/STTR Conference will be held in Albany, NY, on November 14-17, 2005. Its goal is to help its attendees learn how to write a competitive grant proposal for this technology developmental program. Program officers and other representatives from federal agencies with SBIR/STTR programs will be present. The conference cost is $350, with discounts for multiple registrations. The New York State Office of Science, Technology and Academic Research (NYSTAR) is offering scholarships to enable companies and individuals affiliated with a NYSTAR program to attend at a reduced fee. (Stony Brook faculty and incubator companies are eligible. Please visit http://www.sbirworld.com/Albany/nystar/ for more information, and notify Ann-Marie Scheidt, amscheidt@notes.cc.sunysb.edu if you would like to attend so that this office may help arrange for the most beneficial rate. The tentative agenda may be accessed here.

Provost's Lecture Series: Giovanni Di Stasi

When: Monday, November 21, 4:00 pm
Where: Wang Center, Lecture Hall 1

Giovanni Di Stasi is President of the Congress of Local and Regional Authorities of the Council of Europe, working to strengthen democracy in the Council of Europe member countries. He has supported the processes of decentralization of public authorities and institutional reforms aimed at strengthening local democracy.

WINE TRADITIONS SERIES

Ginger, Wasabi, and Wine
Thursday, November 10: 6:30–8:00 p.m. Learn how to cook authentic Japanese dishes and choose exciting wine pairings for them with author Machiko Chiba. Signed copies of her book Japanese Dishes for Wine Lovers will be available.
Location: Wang Center on the Main Campus of Stony Brook University
Fee: Each class will offer 6-8 quality wines and will include light food pairings complementing the wines and region of origin. Classes are $55.00 per person.

A Passion for Spanish Wines
When: Friday, November 11, 6:30-7:30 pm
Where: This event precedes José Porcel’s Ballet Flamenco at the Staller Center.
Fee: $15.00 per person (must be over 21)
Join us for a tasting of an array of Spanish wines selected by wine specialist Jorge Ordonez. "Spain is leading the world in terms of sensational wine bargains that possess considerable character and soul."– (The Wine Advocate).

Linguini and Lust
When: Thursday, November 17: 6:30–8:00 pm
Where: Wang Center
Professor Fred Gardaphe of SBU’s Italian Studies Department is a raconteur par excellence. His enchanting stories get behind the macho, Mafioso image of the Italian American to reveal how food and wine drive the reality and reputation of the ethnic male. With appropriately decorous wine and food tastes.

To Register: Call Ginny Clancy at (631) 632-9404.  Space is limited, so please register early. Note: You must be 21 or over to participate in wine tasting events.

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Opportunities and Sponsor Information

Opportunities for Postdoctoral Researchers:

Outstanding New Environmental Scientist Award

This award is intended to assist outstanding scientists, identified early in their careers, in launching an innovative research program focusing on problems of environmental exposures and human biology, human pathophysiology and human disease. Approximately $3.6 million in FY 2006 funding is expected to be available for six awards. Applicants may request a project period of up to five years and a budget for direct costs of up to $400,000 in years 1-2 and up to $275,000 in years 3-5. Applicants must have a Ph.D., M.D., or equivalent graduate degree. Optional letters of intent are due November 20, 2005; applications are due December 21, 2005.

More information is available at: http://grants.nih.gov/grants/guide/rfa-files/RFA-ES-05-005.htmlml

Please bring these graduate support opportunities to the attention of students in your department:

NIH Loan Repayment Programs

The NIH Loan Repayment Programs (LRP) Application Cycle will close on December 1, 2005.   The five LRPs offered by the NIH include the Clinical Research LRP, Clinical Research LRP for Individuals from Disadvantaged Backgrounds, Contraception and Infertility Research LRP, Health Disparities LRP, and Pediatric Research LRP. Through these programs, the NIH offers to repay up to $35,000 annually of the qualified educational debt of health professionals pursuing careers in biomedical and behavioral research. The programs also provide coverage for Federal and state tax liabilities.

To qualify, applicants must possess a doctoral-level degree, devote 50% or more of their time (20 hours per week based on a 40-hour work week) to research funded by a domestic non-profit organization or government entity (Federal, state, or local), and have educational loan debt equal to or exceeding 20% of their institutional base salary. Applicants must also be U.S. citizens, permanent residents, or U.S. nationals to be eligible.

All applications for 2006 awards must be submitted online by 8:00 p.m. eastern time, on Thursday, December 1, 2005.  The online application and detailed information about the LRPs are available at www.lrp.nih.gov or by calling 866-849-4047. . Please call your department’s Sponsored Programs representative in the OVPR to obtain the required institutional sign-off. The departmental assignments list may be found here.

IC/Ellison Overseas Fellowship Program

The FIC/Ellison Overseas Fellowship Program, an exciting clinical research training experience for graduate level U.S. students in the health professions, is sponsored by NIH's Fogarty International Center (FIC) in partnership with other institutes and The Ellison Medical Foundation, and managed by AAMC and the Association of Schools of Public Health. The program offers a one-year clinical research training experience to qualified students at sites in South and East Asia, Africa and Latin America. The program is designed primarily for medical, osteopathic and doctoral students with a strong interest in, and potential for, a career in international health activities and/or clinical research, strong academic records and U.S. citizenship or permanent U.S. resident status. Support from the students’ home academic institution, including a committed mentor, is also required. To learn more about this program, whose application deadline is December 29, please visit http://www.aamc.org/overseasfellowship.

NIH Ruth L. Kirschstein National Research Service Awards

These predoctoral fellowships are awarded to promising applicants having the potential to become productive, independent investigators in their respective scientific mission areas. They provide up to six years of aggregate support plus reimbursement of 100% of the cost of tuition up to $3,000 and 60% of tuition above $3,000 and individuals also receive an institutional allowance of $2,750 per 12-month period. Applicants who are citizens or non-citizen nationals of the U.S., or have been lawfully admitted to the U.S. for permanent residence, must have received a baccalaureate degree and be enrolled in an accredited M.D./Ph.D. program at a medical school. Applications are due by the standard receipt dates – the next is January 10 - which are available at:
http://grants.nih.gov/grants/funding/submissionschedule.htm.

For more information, visit: http://grants.nih.gov/grants/guide/pa-files/PA-05-151.html

Phi Beta Kappa Mary Isabel Sibley Fellowship for French Studies

Each year the Phi Bet Kappa Society offers the Sibley Fellowship in either French or Greek. The $20,000 award is used to support the fellow for one year studying French language and literature. Candidates must be unmarried women between the ages of 25 and 35, holding a doctorate or ABD, and willing to start full-time research on Sept. 1, 2006.
The deadline for the award is January 15, 2006.

For more info please visit http://www.pbk.org/scholarships/sibley.htm.

Upcoming Funding Opportunities

For a complete list of upcoming deadlines, please go to -
http://www.stonybrook.edu/research/fndopp/deadlcal.html

Interdisciplinary Seminars

Please remember that, in an effort to encourage interdisciplinary research on campus, this office will supply $100 toward a speaker's luncheon when your department invites a Stony Brook colleague from an unrelated discipline to give a seminar. Please contact Ann-Marie Scheidt amscheidt@notes.cc.sunysb.edu to determine eligibility. You will be asked to provide a copy of the seminar notice annotated with the number of attendees and a brief description of any anticipated collaborations with the speaker's department.

Music for Meetings

Please remember that the OVPR would like to assist those of you who are planning a research meeting on campus by providing musical interludes. If you would like to have Stony Brook student musicians play at the reception for your meeting it can be arranged by contacting Ann-Marie Scheidt amscheidt@notes.cc.sunysb.edu. OVPR will make a payment to the Department of Music and the Department in turn pays the students. You get to listen to some nice music.

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Essential Policies, Procedures and Resources

2005 Important Updates to SBU's Human Subject Protections Program (HSPP)

Our Human Subject Protection Program (HSPP) has many active participants, including Principal investigators and their study teams, staff of the Office of Research Compliance (ORC), and the membership of our Institutional Review Boards (IRB). Our combined efforts continue to help ensure that our HSPP is solid and effective in keeping safe those individuals who volunteer to participate in our research activities at SBU.

The ORC and the IRBs are constantly evaluating the program to assess the need for clarifications of current SBU policies and procedures, promulgation of new policies and procedures, and dissemination of new federal guidance and regulations. The following is a summary of such actions that have been taken or proposed over the past year, including some clarifications of unchanged policies and procedures, since our last update in 2004.

Quick Links

I.

Research Involving Prisoners as Subjects Now Possible at SBU
II. Importance of Documentation in Human Subjects Research/New Submission Requirement for Research Involving More than Minimal Risk
III. What Does it Mean When the IRB Requires Assent of Minor Subjects?
IV. Inclusion of Wards of State (e.g., Foster Children) in Research Activities
V. Justifying and Keeping Track of the Number of Human Subjects
VI. Research Involving Prisoners as Subjects Now Possible at SBU
VII. International Research
VIII. New Clinical Trials Registry Requirement
IX. Gentle Reminder #1: What Research Activities Require Submission of a CORIHS Application to ORC
X. Gentle Reminder #2: What do You Need to Track and Report in Terms of 'Adverse Events'
XI. Human Subject Protection Program Overview


--Contributed by Judy Matuk, Director of Research Compliance, Phone: (631) 632-9036

Spring Semester 2006 Tuition Waiver Program

The application for the B140w Tuition Waiver Program is now available to all full-time Research Foundation employees. The waivers are available on a first-come-first-serve basis. Please check the West Campus Benefits website under Research Foundation for complete information about the program. An application may be requested by calling the West Campus Benefits office at 2-6167 or 2-6136; please include your departmental zip code with your request.

STATE HOSPITAL/VETERANS HOME/TECH PARK employees must contact Shirley Menzies at 4-4759 for a waiver form.

--submitted by: Alessandra White

Open Enrollment for Research Foundation Employees

Open enrollment for Research Foundation Employees is November 1 through November 30, 2005. During this period you may change from one health plan to another or from one coverage level to another (e.g. add or subtract dependent coverage). We are pleased to announce that the Research Foundation is adding two new employee-paid benefits to its benefits package, Dependent Term Life Coverage and Voluntary Short-term Disability coverage.

All Open Enrollment Changes are effective January 1, 2006. To make one of these changes or to sign up for an additional benefit, go to the HR website, select forms and publications, click on Benefits and select the appropriate Benefits Enrollment Forms.

http://www.stonybrook.edu/hr/benefits

--submitted by: Cori Ribaudo

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For More Information

An abundance of specific information for the research community is available on our Website, where past issues of this bulletin can also be found.

Office of the Vice President for Research - http://www.stonybrook.edu/research/

Monday Memo archive - http://www.stonybrook.edu/research/monmemo/mmarchive.html

All past issues of Monday Memo are keyword searchable.

And if you are challenged by the embarrassment of riches in the over 2,000 individual Web pages that comprise the Website, you may find the alphabetical site index helpful. The index can be accessed at
http://www.stonybrook.edu/research/sitemap.html.

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